The Securities Trade Lifecycle: Front, Middle & Back-Office at UDEMY Overview
Duration | 4 hours |
Total fee | ₹649 |
Mode of learning | Online |
Credential | Certificate |
- Overview
- Highlights
- Course Details
- Curriculum
- Faculty
- + 1 more item
The Securities Trade Lifecycle: Front, Middle & Back-Office at UDEMY Highlights
- Earn a certificate of completion from Udemy
- Learn from 22 downloadable resources
- Get full lifetime access of the course material
- Comes with 30 days money back guarantee
The Securities Trade Lifecycle: Front, Middle & Back-Office at UDEMY Course details
- For Analysts and associates in commercial, corporate and investment banking
- Implement risk management strategies to identify and mitigate potential risks throughout the trade lifecycle
- Utilize the process of order routing, including the different types of order routing systems and the criteria used to select the most appropriate system for a g
- Utilize front office systems to accurately record and track the conversion of trade orders into completed trades
- Execute order matching processes to facilitate the conversion of trade orders into completed trades
- Illustrate the trade lifecycle through comprehensive illustrations and examples
- Appreciate the importance, process, and methods of trade reconciliation
- Verify the accuracy of trade affirmations and confirmations to ensure the proper completion of trades
- Process trade affirmations and confirmations in a timely manner to maintain the efficiency of the back office
- In this course, you will learn everything you need to know from the World's leading securities operations expert, Mike Simmons
- Mike takes you behind the scenes to understand precisely how investment and banking operations work in settling securities
- At the end of the course, you will have a solid understanding of the detailed steps involved in a trade from the back office operations point of view
- This course is led by a seasoned financial industry practitioner and executive in operations executive with many years of hands-on, in-the-trenches capital markets work
The Securities Trade Lifecycle: Front, Middle & Back-Office at UDEMY Curriculum
Trade Execution
Welcome
Introduction to the Securities Trade Lifecycle
Introduction to Trades and Execution
Order Execution and Allocations
Trade Capture
Types of Information to Capture
Captures in Trading and Operations Systems
Trade Enrichment
Introduction to Trade Enrichment
Types of Information Enriched by Settlement System
Trade Confirmation
Trade Confirmation Defined
Types of Information Stored & ETC's
OASYS, Discrepancies and Risk
Trade Settlement
Introduction to Settlement Instruction
Settlement Deadlines, Methods & Parties Responsible
Pre-Settlement Statuses
Matched & Unmatched Statuses
Introduction to Failed Settlements
Markets, Causes & Preventing Failed Settlements
Partial Settlement & Forcing Settlement
Forms & Procedures for Trade Settlements
Reflecting Settlement
Reconciliation
Purpose & Types of Reconciliation
Example & Importance of Reconciliation
Methods, Advantages & Risks of Reconciliation
The Securities Trade Lifecycle: Front, Middle & Back-Office at UDEMY Faculty details
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