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Surveillance in Stock Exchanges Module 

  • Private Institute
  • Estd. 1993

Surveillance in Stock Exchanges Module
 at 
NSE 
Overview

Learn everything you need to know about stock exchanges and give a boost to your professional career

Total fee

2,006

Mode of learning

Online

Schedule type

Self paced

Credential

Certificate

Surveillance in Stock Exchanges Module
Table of contents
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Surveillance in Stock Exchanges Module
 at 
NSE 
Course details

Who should do this course?
  • For Surveillance staff of the Exchanges and Regulators
  • For Compliance officers
  • For Students & Teachers
  • For Anyone interested in the securities market
What are the course deliverables?
  • To understand the importance of market surveillance mechanism
  • To learn the role of surveillance in risk management
  • To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc.
  • To understand the concept of corporate governance
More about this course
  • This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme
  • The module provides insights into the surveillance issues in the stock market. Transactions
  • Effective surveillance is the sine qua non for a well-functioning capital market

Surveillance in Stock Exchanges Module
 at 
NSE 
Curriculum

Introduction

Basic Investment Mathematics

Rules and Regulations

Investigation, Surveillance and Risk Management

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Surveillance in Stock Exchanges Module
 at 
NSE 
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Surveillance in Stock Exchanges Module
 at 
NSE 
 
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Surveillance in Stock Exchanges Module
 at 
NSE 

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Surveillance in Stock Exchanges Module
 at 
NSE 
Contact Information

Address

Exchange Plaza, Bandra-Kurla Complex
Mumbai ( Maharashtra)

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