Updated on Sep 13, 2022 11:16 IST
Anjum Khan

Anjum KhanAssistant Manager

With trading and investments only a click away, the rise in demand for Security and Investment Laws that protect investors of mutual funds, stocks, bonds, SIPs, savings, and other financial instruments. The law deals with frauds, licensing, and other trading regulations under Securities Act of 1933, Exchange Act of 1934, Securities Contract Regulation Act 1956, SEBI Act 1992, Companies Act 2013, IT Act 2000 and more. One can learn all about Security and Investment Laws at undergraduate and postgraduate level. Know all about Security and Investment Law courses, eligibility, admissions, and other details as mentioned on this page below. 

What is Security and Investment Law?

In legal domain, Security and Investment Law comprises legislations of Securities Contract Act, 1956, Securities and Exchange Board of India Act, 1992 and Companies Act, 2013. The financial transactions involving stocks, assets, shares, liquidity, mutual fund investments, Systematic Investment Plans (SIPs), Bonds, ESOPS, PF, Bank Products, Annuities, etc. are secured under Security and Investment Laws. 

At undergraduate level, one gets to study Security and Investment Law as a subject, however, one interested in making a career in the law specialisation can study it in depth at postgraduate level. 

For those who are interested in studying Security and Investment Law as an additional subject, Diploma and Certificate courses are provided at various colleges in India. 

Eligibility Criteria for Security and Investment Law

The eligibility criteria for Security and Investment Law courses can be different depending on the level of course. Here is the basic eligibility criteria for UG, PG, and short-term courses in Security and Investment Law: 

  • UG law course in Security and Investment Law - Candidates should have completed class 10+2 with commerce subjects. 
  • PG law course in Security and Investment Law - Candidates should have obtained a degree in law stream either a five-year integrated LLB degree or the three-year LLB degree. 
  • Certificate or diploma course in Security and Investment Law - If the diploma is of undergraduate level then candidates with class 12 qualification are eligible for the course. If the diploma or certificate course if of postgraduate level, then candidates must have obtained a bachelor degree from a recognized college or university. 

Security and Investment Law Entrance Exams 

Candidates seeking admission to Security and Investment Law course will need to appear for the entrance exams accepted by the law colleges. Some of the popular law colleges in India are: 

Entrance Exams for Security and Investment Law Courses

Common Law Admission Test (CLAT) - PG

All India Law Entrance Test (AILET) - PG

Law School Admission Test – India (LSAT India)

UPES Law School Admission Test 

Maharashtra-Common Entrance Test in Law 

Some of the institutes offering Security and Investment Law course may admit candidates directly on the basis of merit scores only. Candidates should check the eligibility criteria and admission process of their preferred colleges beforehand.  

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Required Skillset for Security and Investment Law

Candidates who want to study and pursue a career in Security and Investment Law should have following skillset: 

  • Fluent communication skills 
  • Consistency and dedication
  • Ability to assimilate and analyse facts
  • Intellectual accumen 
  • People handling skills (Intuitive and logical)
  • Great presentational and interpersonal skills
  • Integrity

Security and Investment Law Courses 

Some of the courses offered in Security and Investment Law specialization are as under:

Course Name Syllabus
BCom LLB course in Banking, Finance, and Insurance Law  Foreign Exchange Management, Insurance and Risk Management, Corporate Accounting, Law of Evidence, Business Computing, Securities and Exchange Board of India (SEBI), Reserve Bank of India (RBI), Insurance Regulatory and Development Authority of India (IRDAI), Competition Commission of India (CCI), and Pension Fund Regulatory and Development Authority (PFRDA), constitutional law, criminal law, and international law
BCom LLB course in International Trade and Investment Law  regulatory frameworks governing international trade and investment relations, role of international economic law, international trade economics interacts, domestic investment law, cross-border investment law, 
LLM course in Securities and Investment Law  Research Methods, Law and Justice in a Globalized World, Comparative Public Law and Governance, An Overview of Securities Markets, Company Law, Securities Regulations, Competition Law and Policy, Banking and Insurance, Investment Laws, Foreign investment Laws ( FEMA Act, 1999, Joint venture, Foreign collaboration), Law of Insolvency and Bankruptcy, Securities Operations and Risk Management, Depository Operations,  Mutual Fund Foundation, Equity Derivatives
Executive Program in Securities and Business Law

Introduction to Capital Markets - Financial System in India, Introduction to Security Laws, Classification of Security Laws, Intermediaries & their functioning. 

Introduction of Companies Act 2013 - Types of Companies, Essential Documents- Memorandum & Articles of Association, Important Definitions

Issue of Capital - Types of Capital, Issue of Capital, Initial Public Offerings ( Sebi – ICDR Regulations), Preferential Allotments, QIB Placements, GDRs, Offer for Sale (OFS) and Offer to Buy (OTB)

Financial Statement Analysis - Understanding Financial Statements, Ratio Analysis, Startup Funding - Private Equity & Venture Capital Funding, Structuring of Deals, Salient Features of Shareholder’s Agreements, Business Valuations - Concept of Valuation, Cost of Capital, Risk Adjusted Returns, Discounted Cash Flow Method of Valuation of Business Entities

SEBI - Preamble of SEBI, Constitution of Board, Powers of SEBI, Penalties for violation of SEBI Act

Securities Contract Act Regulations - Regulation of Stock Exchanges, Rules & By Laws, Consequences of violations, 

Insider Trading - Mechanism, Penalties, Prosecution, Code of Conduct including Trade Clearances

Anti-money laundering - Salient Features of PMLA,Mechanism of Money Laundering ( Colouring & layering), Obligations of Intermediaries

Management of Companies, Corporate Governance, Post-Issue Compliances, Salient Features of SEBI (LODR) Regulations, Fraudalent and Manipulative Practices in Stock Markets - Market Surveillance System, Penalties & Prosecutions

Structure of Banking Industry in India - Central Bank – RBI, Salient features of Banking Regulation Act, Commercial Banks & NBFCs, Trade Finance

Non-Performing Assets, Salient Features of SARFASIE Act, IBC – Corporate Insolvency Resolution Process, IBC – Corporate Insolvency Resolution Process, IBC – Liquidation process, Waterfall conditions, M&A- Concept of Business Combinations, Vertical Integration, Horizontal Integration, Leveraged Buyouts, Deal Structuring- Swap Ratios, Demergers, Joint Ventures & SPV, Legal Compliances- approval from NCLT

Takeover Code, Competition Act - Competition Commission of India, Anti-Competitive Agreements- Dominant position, Cartelization, Business Combinations requiring clearance from Competition of India

Mutual Funds - Structure of Mutual Funds, NAV / Expense Ratios, Classification of Mutual Funds as per SEBI Regulations, Analysis of Mutual Funds

Futures and Options, Intellectual Property Rights, International Trade, Foreign Trade Policy, FEMA, Taxation of Capital Market Instruments, Cross-Border Transactions, Double Taxation Avoidance Agreements, Foreign Exchange Risk Management
Litigations -  Adjudications under SEBI Act, Appeals, Investigations by Enforcement Directorate, Investigations by SFIO, Prosecution, Arrest and Bail provisions

Executive Programe in Securities Law and Compliances (ICSI) Legal and Regulatory Framework, Securities Contracts (Regulation) Act, 1956; SEBI Act, 1992; Depositories Act, 1996; authorities governing capital markets; objective, power and functions of SEBI; Securities Appellate Tribunal, appearance before SAT, Profile of securities market, Capital market instruments, Primary market and secondary market intermediaries,  debenture- trustees, foreign Institutional investors, Functions and significance of stock exchanges; regulatory framework; operations and trading mechanism of stock exchanges; Settlement of securities, surveillance mechanism at stock exchanges, straight through processing, demutualisation of stock exchanges, Mutual Funds, Trustee and Asset Management Company, Venture Capital, Collective Investment Schemes, Buy-Back of Securities, Depository System, Issue of Capital, Resource Mobilisation in International Capital Market, Indian Depository Receipts

 

 

Popular Security & Investment Law Colleges in India

Following are the most popular Security & Investment Law Colleges in India. Learn more about these Security & Investment Law colleges (Courses, Reviews, Answers & more) by downloading the Brochure.
1 Course
1.65 L
3.84 LPA

#9 NIRF

80 K

#4 NIRF

#4 NIRF

4 Courses
1.84 L - 11.86 L
3.6 LPA

#25 NIRF

15 K
3.0

#29 NIRF

1 Course
25 K
6.5 LPA

#3 The Week

Popular Private Security & Investment Law Colleges in India

55 K
3.55 LPA

#30 Outlook

4 Courses
1.84 L - 11.86 L
3.6 LPA

#25 NIRF

1.3 L
2 L

Top 10 in Gujarat

80 K

#18 The Week

2 Courses
19 L

Most Popular Courses

Following are the most popular Security & Investment Law courses, based on alumni reviews. Explore these reviews to choose the best course in Security & Investment Law.

Popular Security & Investment Law UG Courses in India

Following are the most popular Security & Investment Law UG Courses . You can explore the top Colleges offering these UG Courses by clicking the links below.

UG Courses

Popular Security & Investment Law PG Courses in India

Following are the most popular Security & Investment Law PG Courses . You can explore the top Colleges offering these PG Courses by clicking the links below.

PG Courses

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