Security & Investment Law: Course Details, Eligibility, Exams

Updated on Dec 14, 2022 10:32 IST
Radhika Sharma

Radhika SharmaAssociate Senior Executive

With trading and investments only a click away, the rise in demand for Security and Investment Laws that protect investors of mutual funds, stocks, bonds, SIPs, savings, and other financial instruments. The law deals with fraud, licensing, and other trading regulations under the Securities Act of 1933, Exchange Act of 1934, Securities Contract Regulation Act of 1956, SEBI Act of 1992, Companies Act of 2013, IT Act of 2000 and more. One can learn all about Security and Investment Laws at the undergraduate and postgraduate levels. Know all about Security and Investment Law courses, eligibility, admissions, and other details as mentioned on this page below. 

What is Security and Investment Law?

In the legal domain, Security and Investment Law comprises legislations of the Securities Contract Act of 1956, Securities and Exchange Board of India Act of 1992 and the Companies Act of 2013. The financial transactions involving stocks, assets, shares, liquidity, mutual fund investments, Systematic Investment Plans (SIPs), Bonds, ESOPS, PF, Bank Products, Annuities, etc. are secured under Security and Investment Laws. 

At undergraduate level, one gets to study Security and Investment Law as a subject, however, one interested in making a career in the law specialization can study it in depth at the postgraduate level. 

For those who are interested in studying Security and Investment Law as an additional subject, Diploma and Certificate courses are provided at various colleges in India. 

Eligibility Criteria for Security and Investment Law

The eligibility criteria for Security and Investment Law courses can be different depending on the level of course. Here is the basic eligibility criteria for UG, PG, and short-term courses in Security and Investment Law: 

Course Eligibility
Undergraduate Course Candidates should have completed class 10+2 with commerce subjects. 
Postgraduate Course Candidates should have obtained a degree in law stream either a five-year integrated LLB degree or the three-year LLB degree. 
Diploma or Certificate Course If the diploma is of undergraduate level then candidates with class 12 qualifications are eligible for the course. If the diploma or certificate course if of postgraduate level, then candidates must have obtained a bachelor's degree from a recognized college or university. 

Entrance Exams for Security and Investment Law 

Candidates seeking admission to Security and Investment Law course will need to appear for the entrance exams accepted by the law colleges. Some of the popular law colleges in India are: 

Entrance Exams for Security and Investment Law Courses

Common Law Admission Test (CLAT) - PG

All India Law Entrance Test (AILET) - PG

Law School Admission Test – India (LSAT India)

UPES Law School Admission Test 

Maharashtra-Common Entrance Test in Law 

Some of the institutes offering Security and Investment Law course may admit candidates directly on the basis of merit scores only. Candidates should check the eligibility criteria and admission process of their preferred colleges beforehand.  

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Required Skillset for Security and Investment Law

Candidates who want to study and pursue a career in Security and Investment Law should have the following skillset: 

Skillset for Security and Investment Law
Fluent communication skills  Intellectual acumen 
Consistency and dedication People handling skills (Intuitive and logical)
Ability to assimilate and analyze facts Great presentational and interpersonal skills
Integrity Confident

Courses on Security and Investment Law 

Some of the courses offered in Security and Investment Law specialization are as under:

Course Name Syllabus
BCom LLB course in Banking, Finance, and Insurance Law 
  • Foreign Exchange Management,  Insurance and Risk Management
  • Corporate Accounting, Law of Evidence, Business Computing, Securities and Exchange Board of India (SEBI)
  • Reserve Bank of India (RBI), Insurance Regulatory and Development Authority of India (IRDAI)
  • Competition Commission of India (CCI), and Pension Fund Regulatory and Development Authority (PFRDA)
  • Constitutional law, criminal law and international law
BCom LLB course in International Trade and Investment Law 
  • Regulatory frameworks governing international trade and investment relations
  • Role of international economic law, international trade economics interacts
  • Domestic investment law, cross-border investment law, 
LLM course in Securities and Investment Law 
  • Research Methods, Law and Justice in a Globalized World
  • Comparative Public Law and Governance, An Overview of Securities Markets, Company Law
  • Securities Regulations, Competition Law and Policy, Banking and Insurance, Investment Laws
  • Foreign investment Laws ( FEMA Act, 1999, Joint venture, Foreign collaboration)
  • Law of Insolvency and Bankruptcy, Securities Operations and Risk Management
  • Depository Operations,  Mutual Fund Foundation, Equity Derivatives
Executive Program in Securities and Business Law
  • Introduction to Capital Markets - Financial System in India, Introduction to Security Laws, Classification of Security Laws, Intermediaries & their functioning. 
  • Introduction of Companies Act 2013 - Types of Companies, Essential Documents- Memorandum & Articles of Association, Important Definitions
  • Issue of Capital - Types of Capital, Issue of Capital, Initial Public Offerings ( Sebi – ICDR Regulations), Preferential Allotments, QIB Placements, GDRs, Offer for Sale (OFS) and Offer to Buy (OTB)
  • Financial Statement Analysis - Understanding Financial Statements, Ratio Analysis, Startup Funding - Private Equity & Venture Capital Funding, Structuring of Deals
  • Salient Features of Shareholder’s Agreements, Business Valuations - Concept of Valuation, Cost of Capital, Risk Adjusted Returns, Discounted Cash Flow Method of Valuation of Business Entities
  • SEBI - Preamble of SEBI, Constitution of Board, Powers of SEBI, Penalties for violation of SEBI Act
  • Securities Contract Act Regulations - Regulation of Stock Exchanges, Rules & By Laws, Consequences of violations, 
  • Insider Trading - Mechanism, Penalties, Prosecution, Code of Conduct including Trade Clearances
  • Anti-money laundering - Salient Features of PMLA,Mechanism of Money Laundering ( Colouring & layering), Obligations of Intermediaries
  • Management of Companies, Corporate Governance, Post-Issue Compliances, Salient Features of SEBI (LODR) Regulations, Fraudulent and Manipulative Practices in Stock Markets - Market Surveillance System, Penalties & Prosecutions
  • Structure of Banking Industry in India - Central Bank – RBI, Salient features of Banking Regulation Act, Commercial Banks & NBFCs, Trade Finance
  • Non-Performing Assets, Salient Features of SARFASIE Act, IBC – Corporate Insolvency Resolution Process, IBC – Corporate Insolvency Resolution Process, IBC – Liquidation process, Waterfall conditions
  • M&A- Concept of Business Combinations, Vertical Integration, Horizontal Integration, Leveraged Buyouts, Deal Structuring- Swap Ratios, Demergers, Joint Ventures & SPV, Legal Compliances- approval from NCLT
  • Takeover Code, Competition Act - Competition Commission of India, Anti-Competitive Agreements- Dominant position, Cartelization, Business Combinations requiring clearance from Competition of India
  • Mutual Funds - Structure of Mutual Funds, NAV / Expense Ratios, Classification of Mutual Funds as per SEBI Regulations, Analysis of Mutual Funds
  • Futures and Options, Intellectual Property Rights, International Trade, Foreign Trade Policy, FEMA, Taxation of Capital Market Instruments, Cross-Border Transactions, Double Taxation Avoidance Agreements
  • Foreign Exchange Risk Management, Litigations -  Adjudications under SEBI Act, Appeals, Investigations by Enforcement Directorate, Investigations by SFIO, Prosecution, Arrest and Bail provisions
Executive Programe in Securities Law and Compliances (ICSI)
  • Legal and Regulatory Framework, Securities Contracts (Regulation) Act, 1956
  • SEBI Act, 1992; Depositories Act, 1996; authorities governing capital markets; objective, power and functions of SEBI
  • Securities Appellate Tribunal, appearance before SAT, Profile of securities market, Capital market instruments, Primary market and secondary market intermediaries,  debenture- trustees, foreign Institutional investors
  • Functions and significance of stock exchanges; regulatory framework; operations and trading mechanism of stock exchanges; Settlement of securities, surveillance mechanism at stock exchanges, straight through processing, demutualisation of stock exchanges
  • Mutual Funds, Trustee and Asset Management Company, Venture Capital, Collective Investment Schemes
  • Buy-Back of Securities, Depository System, Issue of Capital, Resource Mobilisation in International Capital Market, Indian Depository Receipts.

Top Colleges for Security and Investment Law

Institute City
Symbiosis Law School Pune
NALSAR Hyderabad
NUJS Kolkata
School of Law, UPES Dehradun
ICFAI Law School Hyderabad
New Law College, Bhartiya Vidyapeeth Pune
Institute of Law, Nirma University Ahmedabad
IMS Unison University Dehradun
NIMS School of Law Mumbai
Mumbai University Mumbai

Job Profiles for Security and Investment Law

After completing a course on Security and Investment Law candidates are offered many job opportunities. Some popular job profiles that candidates can pursue after securing a Security and Investment Law degree are as mentioned below:

Job Profile

Job Description

Lawyer

In this job profile, one needs to advise and represent clients in civil as well as criminal cases. Lawyers present cases in the court of law and take part in all proceedings and hearings.

Solicitor

In such a job profile an individual usually specializes in a specific area of law like tax, litigation, family or property. Solicitors offer legal advice to private as well as commercial clients.

Advocate

In such a job profile one needs to do a lot of research work to gather factual data as well as physical evidence to support their claim. Apart from this, other responsibilities allocated to advocates include scrutinizing and drafting contracts.

Legal Advisor

Candidates opting to work in such a job profile are also lawyers who specialize in a specific field of law. Legal advisors are usually hired by governments as well as large organizations/ companies. The main task of a legal advisor is to protect their clients from any legal implication or consequence.

Teacher or Lecturer

After completing the Security and Investment Law course, candidates can also teach law at the college or university level.

Top Recruiters for Security and Investment Law

Some of the top recruiters for Security and Investment Law include:

  • Securities and Exchange Board of India
  • S&R Associates 
  • Khaitan & CO
  • Amarchand & Mangaldas & Suresh A Shroff & Co.
  • Trilegal
  • AZB & Partners
  • Economic Law Practice
  • Talwar Thakore & Associates
  • J Sagar Associates

Also Read: Law Specialisations

Frequently Asked Questions (FAQs) on Security and Investment Laws

Q. What is Security and Investment Law?

A. Security and Investment Law comprises legislations of Securities Contract Act, 1956, Securities and Exchange Board of India Act, 1992 and Companies Act, 2013. The financial transactions involving stocks, assets, shares, liquidity, mutual fund investments, Systematic Investment Plans (SIPs), Bonds, ESOPS, PF, Bank Products, Annuities, etc. are secured under Security and Investment Laws. 

Q. What is the duration to complete Security and Investment Law?

A. In the undergraduate level, it is offered as an elective and at the postgraduate or certificate level it is offered as a specialization. UG courses take 5 years and PG/Diploma courses take 1 year to complete.

Q. What is the eligibility to pursue Security and Investment Law?

A. The eligibility for various courses are: 
  • UG law course in Security and Investment Law - Candidates should have completed class 10+2 with commerce subjects. 
  • PG law course in Security and Investment Law - Candidates should have obtained a degree in law stream either a five-year integrated LLB degree or the three-year LLB degree. 
  • Certificate or diploma course in Security and Investment Law - If the diploma is of undergraduate level then candidates with class 12 qualification are eligible for the course. If the diploma or certificate course if of postgraduate level, then candidates must have obtained a bachelor's degree from a recognized college or university. 

Q. What are the various topics taught under Security and Investment Law?

A. The various topics taught under Security and Investment Law include Research Methods, Law and Justice in a Globalized World, Comparative Public Law and Governance, An Overview of Securities Markets, Company Law, Securities Regulations, Competition Law and Policy, Banking and Insurance, Investment Laws, Foreign investment Laws ( FEMA Act, 1999, Joint venture, Foreign collaboration). 

Q. What are the skills required for Security and Investment Law?

A. Some of the skills that a candidate must possess include
  • Consistency and dedication
  • Ability to assimilate and analyse facts
  • Intellectual acumen 
  • People handling skills (Intuitive and logical)
  • Great presentational and interpersonal skills
  • Integrity

Q. What is the average fee to pursue Security and Investment Law?

A. The average fee to pursue Security and Investment Law ranges from INR 40,000 to INR 1 lakh per annum. 

Q. What is the average salary after pursuing Security and Investment Law?

A. The average salary after pursuing Security and Investment Law ranges from INR 3 lakh to INR 6 lakh per annum. 

Q. Which are some of the top institutes for pursuing Security and Investment Law?

A. Some of the top institutes to pursue Security and Investment Law include Symbiosis Law School, NALSAR, NUJS, ICFAI Law School etc. 

Q. What is the role of a Security and Investment Lawyer?

A. A lawyer having expertise in Security and Investment Law deals with market regulations, capital markets, liquidation matters etc. 

Q. Which are some of the top recruiters for Security and Investment Law?

A. Some of the top recruiters for Security and Investment Law include
  • Trilegal
  • AZB & Partners
  • Economic Law Practice
  • Talwar Thakore & Associates

Q. Is Security and Investment Law a good course?

A. With an increasing number of people investing money in securities, litigation related to Security and Investment is also on a rise. Therefore it is a good course with great career opportunities. 

Popular Security & Investment Law Colleges in India

Following are the most popular Security & Investment Law Colleges in India. Learn more about these Security & Investment Law colleges (Courses, Reviews, Answers & more) by downloading the Brochure.
80 K

#3 NIRF

1 Course
1.83 L
8.7 LPA

#6 NIRF

#4 NIRF

3 L
5.2 LPA

#25 NIRF

68 K
6.45 LPA

#29 NIRF

1 Course
12 K
3.8 LPA

#3 The Week

Popular Private Security & Investment Law Colleges in India

4 Courses
1.94 L - 12.22 L
3.6 LPA

#21 NIRF

2 L

Top 10 in Gujarat

Security & Investment Law Applications open. Apply Now

2 Courses
19 L
60 K
3.67 LPA
80 K

#3 NIRF

1 Course
1.83 L
8.7 LPA

#6 NIRF

Most Popular Courses

Following are the most popular Security & Investment Law courses, based on alumni reviews. Explore these reviews to choose the best course in Security & Investment Law.

Popular Security & Investment Law UG Courses in India

Following are the most popular Security & Investment Law UG Courses . You can explore the top Colleges offering these UG Courses by clicking the links below.

UG Courses

Popular Security & Investment Law PG Courses in India

Following are the most popular Security & Investment Law PG Courses . You can explore the top Colleges offering these PG Courses by clicking the links below.

PG Courses

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